Pak Kan Wong
王柏勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kan Wong (王柏勤), a licensed Responsible Officer with CE reference AXK066. Currently licensed at 1 firm(s): Unity Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Capital Management Limited 聯合資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-10-29 | present |
| Unity Capital Management Limited 聯合資本管理有限公司 |
RO | Type 9 — Asset management | 2024-10-29 | present |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 4 — Advising on securities | 2020-12-21 | 2024-04-03 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 9 — Asset management | 2020-12-21 | 2024-04-03 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-04 | 2020-04-03 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-04 | 2020-04-03 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-04 | 2020-04-03 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-03 | 2019-10-04 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-04 | 2019-10-04 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-04 | 2019-10-04 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-16 | 2019-05-24 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 — Asset management | 2018-10-16 | 2019-05-24 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-09-11 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-21 | 2018-09-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2016-11-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-11 | 2016-11-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-11 | 2016-11-01 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-11 | 2015-04-01 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-11 | 2015-04-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2012-12-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-31 | 2012-12-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2012-08-10 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-03 | 2012-08-10 |