James Koon Ho Wong
黃冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Koon Ho Wong (黃冠豪), a licensed Representative with CE reference AXN872. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-31 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-31 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-10-31 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-16 | 2025-10-10 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-08 | 2025-10-10 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-08 | 2025-10-10 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-23 | 2024-05-28 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-23 | 2024-05-28 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-13 | 2020-01-12 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-13 | 2020-01-12 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-10 | 2020-01-12 |