Anuj Ashok Kotecha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anuj Ashok Kotecha, a licensed Representative with CE reference AXS269. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2021-02-17 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2016-03-21 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 2 — Dealing in futures contracts | 2013-09-19 | 2015-06-26 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-06-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2011-12-06 | 2013-06-13 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2011-12-06 | 2013-06-13 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2011-08-01 | 2011-11-01 |