Chi Fai Yam
任志輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fai Yam (任志輝), a licensed former licensee with CE reference AXU769. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-11 | 2019-12-05 |
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-06 | 2018-12-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-11-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2018-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-05 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-05 | 2017-10-02 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-23 | 2014-02-18 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2012-03-31 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-08 | 2012-03-31 |