Lina Zhu
朱麗娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lina Zhu (朱麗娜), a licensed former licensee with CE reference AXV640. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2024-05-02 | 2026-05-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2017-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-05 | 2017-03-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-20 | 2013-03-16 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-15 | 2012-04-13 |