Wing Yui Wan
溫永銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yui Wan (溫永銳), a licensed Responsible Officer with CE reference AYE279. Currently licensed at 1 firm(s): Carlyon Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Capital Limited 格理昂資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-05-12 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-14 | 2026-04-23 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-08-14 | 2026-04-23 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-17 | 2024-08-14 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-06-17 | 2024-08-14 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-09 | 2023-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-09 | 2023-12-31 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-05 | 2023-11-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-05 | 2023-11-09 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-07-05 | 2023-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-14 | 2023-04-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-03-29 | 2023-04-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-17 | 2023-04-14 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-17 | 2022-03-29 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-25 | 2021-10-16 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-13 | 2021-10-16 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-28 | 2019-11-13 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2016-11-18 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-13 | 2016-11-18 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-26 | 2015-02-02 |