Susumu Koshiba
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susumu Koshiba ( ), a licensed former licensee with CE reference AYG667. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PDT Partners (HK) Limited |
Rep | Type 9 — Asset management | 2013-01-03 | 2014-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-17 | 2013-01-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-10-17 | 2013-01-01 |