Lai King Law
羅麗琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai King Law (羅麗琼), a licensed former licensee with CE reference AYH959. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-06 | 2022-04-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-06 | 2022-04-08 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2017-10-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2017-09-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-04 | 2017-09-05 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-20 | 2015-06-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-20 | 2015-06-07 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-01 | 2014-02-04 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-31 | 2014-02-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2012-11-10 |