Xiaopu Bai
白效溥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaopu Bai (白效溥), a licensed former licensee with CE reference AYJ561. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2025-01-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-23 | 2025-01-31 |
| HFZ Capital Management Limited |
Rep | Type 9 — Asset management | 2015-07-27 | 2020-05-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2015-07-24 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-19 | 2015-07-24 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-05 | 2012-07-09 |