Chin Yiu Lee
李戩堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Yiu Lee (李戩堯), a licensed former licensee with CE reference AYM534. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | RO | Type 4 — Advising on securities | 2021-11-12 | 2023-03-01 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-28 | 2023-03-01 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2015-10-28 | 2021-11-12 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-05 | 2015-08-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-21 | 2013-06-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-21 | 2013-06-29 |