Timothy Wing Him Lee
李穎謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Wing Him Lee (李穎謙), a licensed former licensee with CE reference AYS240. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-04 | 2023-02-15 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-04 | 2023-02-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | 2020-05-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-20 | 2020-05-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-20 | 2020-05-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2018-01-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-18 | 2018-01-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-16 | 2016-10-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-09-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-09-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-09-05 |