Hao (SFC:AYS245) Liu
劉皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:AYS245) Liu (劉皓), a licensed Representative with CE reference AYS245. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-06-28 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-06-28 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-06-28 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-06-28 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-06-28 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-06-28 | 2024-02-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-11 | 2021-05-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-11 | 2021-05-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-03 | 2021-05-04 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-16 | 2016-04-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-11-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-11-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-11-13 |