Wai Hou Hock
何維豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hou Hock (何維豪), a licensed former licensee with CE reference AZH640. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-06-15 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2020-06-15 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2020-06-15 | 2024-02-19 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2018-08-08 | 2019-06-18 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | 2018-08-08 | 2019-06-18 |
| Willis Towers Watson Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-08-08 |
| Willis Towers Watson Securities (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | 2017-10-03 | 2018-08-08 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-04-20 | 2017-07-17 |