Christy See Yue Poon
潘詩瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy See Yue Poon (潘詩瑜), a licensed former licensee with CE reference AZT191. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-11 | 2026-02-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-15 | 2023-08-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-15 | 2023-08-07 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-27 | 2015-09-18 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-27 | 2015-09-18 |