Xiangming Kong
孔祥明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangming Kong (孔祥明), a licensed Responsible Officer with CE reference AZW193. Currently licensed at 1 firm(s): Righteous Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Righteous Capital Limited 正平資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-03 | present |
| Righteous Capital Limited 正平資本有限公司 |
RO | Type 4 — Advising on securities | 2023-03-03 | present |
| Righteous Capital Limited 正平資本有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | present |
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-24 | 2023-03-03 |
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 9 — Asset management | 2019-07-24 | 2023-03-03 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2017-04-03 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-07 | 2017-04-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-28 | 2016-12-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-09 | 2016-10-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-09 | 2016-10-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-09 | 2016-10-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-09 | 2016-10-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-11 | 2015-06-26 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-11 | 2015-06-26 |