Ka Ling Chan
陳嘉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ling Chan (陳嘉玲), a licensed Representative with CE reference AZZ291. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-10-12 | present |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-04 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-04 | 2017-01-31 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2015-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-31 | 2013-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-31 | 2013-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-31 | 2013-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2012-07-31 | 2013-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-31 | 2013-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-31 | 2013-09-14 |