Xutong Liu
劉旭彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xutong Liu (劉旭彤), a licensed Responsible Officer with CE reference BAC151. Currently licensed at 1 firm(s): Alioth Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 4 — Advising on securities | 2020-09-25 | present |
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 9 — Asset management | 2020-09-25 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-11 | 2020-09-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-22 | 2016-10-31 |