Himson Shun Him Law
羅信謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Himson Shun Him Law (羅信謙), a licensed former licensee with CE reference BAG262. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-20 | 2024-12-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2022-04-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2017-08-28 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-26 | 2016-04-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-25 | 2014-12-06 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-09 | 2014-12-06 |