Wai Lok Ting
丁葦樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Ting (丁葦樂), a licensed Representative with CE reference BAG338. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-18 | present |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2021-10-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-14 | 2021-10-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-03-06 | 2021-10-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-03-06 | 2021-10-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-08 | 2021-10-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-23 | 2021-10-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-23 | 2021-10-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2021-10-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-24 | 2021-10-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2021-10-31 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-13 | 2017-07-21 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-14 | 2017-07-21 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-07 | 2017-07-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-27 | 2015-12-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-27 | 2015-12-04 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-11-05 | 2013-06-15 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2012-11-05 | 2013-06-15 |