Tak Wai Lo
盧德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wai Lo (盧德偉), a licensed Responsible Officer with CE reference BAN250. Currently licensed at 1 firm(s): Mega Global Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-08 | present |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 4 — Advising on securities | 2026-05-08 | present |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 9 — Asset management | 2026-05-08 | present |
| Mega Global Securities Limited 巨量全球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-11 | 2026-05-08 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-11 | 2026-05-08 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
Rep | Type 9 — Asset management | 2026-03-11 | 2026-05-08 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-17 | 2026-01-31 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-06-17 | 2026-01-31 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 9 — Asset management | 2024-06-17 | 2026-01-31 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-16 | 2024-05-04 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 9 — Asset management | 2023-10-16 | 2024-05-04 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-22 | 2023-10-16 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-08-22 | 2023-10-16 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2023-07-31 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 — Asset management | 2023-01-11 | 2023-07-31 |
| Springwell Capital Limited 淞泉資本有限公司 |
Rep | Type 9 — Asset management | 2022-12-30 | 2023-01-11 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-14 | 2022-10-31 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 9 — Asset management | 2022-04-14 | 2022-10-31 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-08 | 2022-03-22 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-08 | 2022-03-22 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-07 | 2022-02-08 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-07 | 2022-02-08 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-28 | 2022-01-17 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-28 | 2022-01-17 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-17 | 2021-07-26 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-17 | 2021-07-26 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-03-07 | 2020-08-31 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2020-08-31 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-19 | 2019-02-28 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-19 | 2019-02-28 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-31 | 2017-05-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-12 | 2015-07-31 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-27 | 2015-04-24 |