Pearl International Securities Limited
尚源國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pearl International Securities Limited (尚源國際證券有限公司), a Hong Kong-based licensed corporation with CE reference BQZ916. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2021-11-16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
FLAT E-F, 10/F, NEICH TOWER, 128 GLOUCESTER ROAD, WANCHAI
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-11-16 | present |
| Type 4 — Advising on securities | 2021-11-16 | present |
| Type 9 — Asset management | 2021-11-16 | present |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwan Leung Ching 程均亮 | RO 1, 4, 9 | 2021-11 | 2023-08 |
| Nian Hu 胡念 | RO 1, 4, 9 | 2021-11 | 2023-06 |
| Kwan Yue Judy Hui 許坤茹 | RO 1, 4 | 2021-11 | 2022-11 |
| Sau Tung Lam 林壽彤 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-05 | 2024-09 |
| Tak Wai Lo 盧德偉 | RO 1, 4, 9 | 2024-06 | 2026-01 |
| Wai Man Lui 呂偉文 | RO 1, 4, 9 | 2026-04 | Present |
| Ho Tim Wong 黃河添 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-07 | 2024-06 |
| Ka Chun (SFC:BAI761) Wong 黃家俊 | RO 1, 4, 9 | 2024-09 | Present |
| Qianyu (SFC:BVD613) Guo 郭倩瑜 | Rep 1, 4, 9 | 2024-09 | Present |
| Xiaotian Liu 劉笑天 | Rep 1, 4, 9 | 2024-02 | Present |
| Qingqi Zhang 張慶琪 | Rep 1, 4, 9 | 2025-02 | 2025-04 |
Showing 1–11 of 11
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