ASCENDANT SECURITIES (HK) LIMITED

景昇證券(香港)有限公司

CE No. ATB513 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASCENDANT SECURITIES (HK) LIMITED (景昇證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ATB513. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 10). Earliest licence on file: 2009-09-21.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 4105-4108, 41/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2025-10-10	present
Type 4 — Advising on securities	2009-09-21	present
Type 9 — Asset management	2009-09-21	present

Licensed staff (all-time) (10)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Hoi Tung Lam 林海東	RO 4, 9 Rep 4, 9	2020-05	2025-02
Sau Tung Lam 林壽彤	RO 1, 4, 9 Rep 4, 9	2025-02	Present
Tak Wai Lo 盧德偉	RO 4, 9	2017-07	2019-02
Peggy Mei Woon Tam 譚美奐	RO 4, 9	2009-09	2016-09
On Kwok Timothy Brian Tsui 徐安國	RO 4, 9	2009-09	2016-09
Kin Chung Wan 尹建中	RO 1, 4, 9	2025-02	Present
Bin (SFC:BAV560) Zeng 曾斌	RO 4, 9	2016-09	2021-09
Kwan Yin (SFC:AKY951) Chan 陳君賢	Rep 4	2013-07	2015-12
Ching Ching 程晴	Rep 9	2013-07	2015-12
Jia Mi 米佳	Rep 9	2014-04	2014-04