Ka Cheong Lai
黎嘉昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Cheong Lai (黎嘉昌), a licensed former licensee with CE reference BBD374. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-24 | 2020-06-19 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-24 | 2020-06-19 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2018-12-24 | 2020-06-19 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-23 | 2018-12-24 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-23 | 2018-12-24 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-23 | 2018-12-24 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2015-09-23 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-17 | 2015-09-23 |