Yee Ching Liao
廖義禎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ching Liao (廖義禎), a licensed Responsible Officer with CE reference BBQ743. Currently licensed at 1 firm(s): Stellar Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-27 | present |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-24 | 2020-11-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2016-03-24 | 2020-11-22 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2020-11-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-20 | 2020-11-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-20 | 2020-11-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2015-09-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-30 | 2015-09-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-07-30 | 2015-09-02 |