Yan Fu
付岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Fu (付岩), a licensed Representative with CE reference BBT112. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-02 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-09-02 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-02-04 | 2025-04-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 9 — Asset management | 2025-02-04 | 2025-04-08 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-23 | 2024-06-07 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-23 | 2024-06-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-15 | 2021-03-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-15 | 2021-03-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-15 | 2021-03-26 |