Ka Ming Man
文家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Man (文家明), a licensed Responsible Officer with CE reference BBT494. Currently licensed at 1 firm(s): Leonteq Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2024-02-09 | present |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-02-09 | present |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-09-26 | 2024-02-09 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-09-26 | 2024-02-09 |
| Eurizon Capital Asia Limited | Rep | Type 1 — Dealing in securities | 2020-12-30 | 2021-04-16 |
| Eurizon Capital Asia Limited | Rep | Type 4 — Advising on securities | 2020-12-30 | 2021-04-16 |
| Eurizon Capital Asia Limited | Rep | Type 9 — Asset management | 2020-12-30 | 2021-04-16 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2020-08-05 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-21 | 2020-08-05 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2016-03-21 | 2020-08-05 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2016-03-14 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-12 | 2016-03-14 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-05-12 | 2016-03-14 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2015-04-17 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2015-04-17 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2013-08-26 | 2015-04-17 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-26 | 2014-12-31 |