Tung Wai Lam
林東偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wai Lam (林東偉), a licensed former licensee with CE reference BBU728. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-23 | 2017-07-14 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-30 | 2015-06-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-30 | 2015-06-06 |
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-09 | 2014-10-20 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2014-07-11 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-07 | 2014-07-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-06 | 2014-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-06 | 2014-07-01 |