Tai Wai Yu
余大維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wai Yu (余大維), a licensed Responsible Officer with CE reference BCC292. Currently licensed at 1 firm(s): Belter Risen Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-10-03 | present |
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 9 — Asset management | 2025-10-03 | present |
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-01-07 | 2025-09-24 |
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
RO | Type 9 — Asset management | 2025-01-07 | 2025-09-24 |
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-19 | 2025-01-07 |
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-19 | 2025-01-07 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-05 | 2024-12-16 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | 2024-12-16 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 9 — Asset management | 2023-07-05 | 2024-12-16 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-04 | 2023-07-05 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-04 | 2023-07-05 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-04 | 2023-07-05 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-03 | 2023-07-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-03 | 2023-07-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-03 | 2023-07-03 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-24 | 2021-04-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-24 | 2021-04-30 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-16 | 2021-04-30 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2018-06-30 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-29 | 2018-06-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-03 | 2017-05-16 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-03 | 2017-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2017-03-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-06 | 2017-03-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-08 | 2015-10-29 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-08 | 2015-10-29 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2015-09-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-13 | 2015-09-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-13 | 2015-09-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-08-13 | 2015-09-01 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-09 | 2015-08-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2015-05-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-21 | 2015-05-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-05-21 | 2015-05-13 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-23 | 2014-05-01 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-23 | 2014-05-01 |