Ji (SFC:BCE400) Li
李驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji (SFC:BCE400) Li (李驥), a licensed former licensee with CE reference BCE400. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-19 | 2025-03-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-19 | 2025-03-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-14 | 2023-09-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-02-14 | 2023-09-04 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-02 | 2021-12-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-02 | 2021-12-31 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-23 | 2019-12-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-04-23 | 2019-12-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-09 | 2021-12-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-09 | 2021-12-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-09 | 2021-12-31 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-24 | 2018-10-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2016-12-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-13 | 2016-12-19 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-06 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-15 | 2016-05-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-11-15 | 2016-05-27 |