Lei (SFC:BCY602) Yang
楊雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:BCY602) Yang (楊雷), a licensed former licensee with CE reference BCY602. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-09 | 2022-06-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-09 | 2022-06-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-07-09 | 2022-06-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-07-09 | 2022-06-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-26 | 2021-07-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-26 | 2021-07-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-26 | 2021-07-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-26 | 2021-07-09 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-27 | 2020-12-31 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-27 | 2020-12-31 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-20 | 2020-07-27 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-20 | 2020-12-31 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-22 | 2020-07-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-23 | 2020-03-04 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-20 | 2015-03-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-20 | 2015-03-16 |