Jie (SFC:BCZ612) Cheng
程劼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BCZ612) Cheng (程劼), a licensed former licensee with CE reference BCZ612. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Capital Limited 越秀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-26 | 2025-07-31 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-20 | 2022-10-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-24 | 2022-03-29 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-22 | 2020-02-27 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-15 | 2020-02-27 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-15 | 2019-08-22 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-20 | 2019-02-22 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-20 | 2019-02-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-19 | 2018-08-03 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-11 | 2015-10-31 |