Sin Yee Lam
林茜儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yee Lam (林茜儀), a licensed Representative with CE reference BDF471. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2025-01-27 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2025-01-02 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-11 | 2024-12-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2016-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-04-07 | 2016-03-08 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2014-04-07 | 2016-03-08 |