Joanne Yue Shan Lim
林悅珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Yue Shan Lim (林悅珊), a licensed Responsible Officer with CE reference BDF560. Currently licensed at 1 firm(s): Jain Global (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2026-05-06 | present |
| Jain Global (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2026-05-06 | present |
| Jain Global (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-06-28 | present |
| Jain Global (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-07-05 | 2026-05-06 |
| Jain Global (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2024-07-05 | 2026-05-06 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-04-26 | 2024-06-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2022-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-17 | 2022-02-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-06 | 2018-08-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-06 | 2018-08-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-02 | 2017-05-19 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-02 | 2017-05-19 |