Minning Ke
柯敏宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minning Ke (柯敏宁), a licensed former licensee with CE reference BEB940. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-18 | 2022-07-05 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-18 | 2022-07-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-18 | 2022-07-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-18 | 2022-07-05 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2020-05-02 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-19 | 2020-05-02 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-19 | 2020-05-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2018-07-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2018-07-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-27 | 2018-07-21 |