Shanshan Liu
劉杉杉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanshan Liu (劉杉杉), a licensed former licensee with CE reference BEC391. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-05-23 | 2026-05-14 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-29 | 2025-05-23 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-29 | 2025-05-23 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-10-29 | 2025-05-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-19 | 2023-06-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-19 | 2023-06-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-19 | 2023-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-09-01 | 2020-01-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-01 | 2020-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-01 | 2020-01-22 |