Yichen Zhu
朱懿琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Zhu (朱懿琛), a licensed Representative with CE reference BEG155. Currently licensed at 1 firm(s): Sunshine Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-10 | present |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-11-10 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-06 | 2025-08-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-12-06 | 2025-08-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2021-11-26 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2021-11-26 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-08 | 2021-11-26 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-15 | 2016-09-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-15 | 2016-09-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2016-09-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2015-04-15 |