Sze Ho Yeung
楊思豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ho Yeung (楊思豪), a licensed Responsible Officer with CE reference BEJ102. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-08-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-08-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2024-08-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-24 | 2024-08-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-24 | 2024-08-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-24 | 2024-08-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2024-06-24 | 2024-08-22 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-23 | 2024-04-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-25 | 2024-04-19 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-07-25 | 2024-04-19 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-02 | 2023-07-25 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2023-07-25 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-26 | 2021-10-02 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-30 | 2020-05-15 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-30 | 2020-05-15 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2019-06-23 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-02 | 2019-06-23 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-20 | 2016-08-06 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-20 | 2016-08-06 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2014-12-18 |