Pui Li
李培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Li (李培), a licensed Representative with CE reference BEJ354. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-08 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-08 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-07 | 2025-09-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-07 | 2025-09-19 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-08-01 | 2023-01-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-01 | 2023-01-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-04 | 2023-01-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-04 | 2023-01-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2019-03-04 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-13 | 2019-08-01 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2017-07-07 | 2018-07-17 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-09 | 2018-07-17 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-09 | 2018-07-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-20 | 2017-05-19 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-20 | 2017-05-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-02 | 2016-04-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-02 | 2016-04-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2016-01-10 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-04 | 2016-01-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-23 | 2015-07-26 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-23 | 2015-07-26 |