Yanqi Xie
謝彥琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanqi Xie (謝彥琦), a licensed Representative with CE reference BEM366. Currently licensed at 2 firm(s): CMB International Asset Management Limited, CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-02 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2018-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2018-07-13 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-17 | 2018-07-13 |