Tuo Luo
羅拓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuo Luo (羅拓), a licensed former licensee with CE reference BEU885. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2023-12-11 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2018-06-04 | 2023-12-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-12 | 2017-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2015-01-12 | 2017-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2015-01-12 | 2017-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2015-01-12 | 2017-12-08 |