Sofia Dongyuan Xiao
肖冬媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sofia Dongyuan Xiao (肖冬媛), a licensed Responsible Officer with CE reference BEV350. Currently licensed at 1 firm(s): Sinolink Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-03 | present |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-14 | 2024-10-03 |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-21 | 2024-06-28 |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-21 | 2024-06-28 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-02 | 2023-12-28 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-02 | 2023-12-28 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2021-07-04 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2021-07-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-29 | 2017-08-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-06 | 2016-03-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-13 | 2015-02-28 |