Hao Lin

林浩
CE No. BFE478 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Lin (林浩), a licensed Responsible Officer with CE reference BFE478. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
CCB International Capital Limited
建銀國際金融有限公司
RO Type 1 — Dealing in securities 2026-05-12 present
CCB International Capital Limited
建銀國際金融有限公司
RO Type 4 — Advising on securities 2026-05-12 present
CCB International Capital Limited
建銀國際金融有限公司
RO Type 6 — Advising on corporate finance 2026-05-12 present
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 4 — Advising on securities 2020-12-16 2026-05-12
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 1 — Dealing in securities 2020-12-07 2026-05-12
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 6 — Advising on corporate finance 2020-12-07 2026-05-12
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 1 — Dealing in securities 2017-11-07 2020-11-16
Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
Rep Type 6 — Advising on corporate finance 2017-11-07 2020-11-16
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 — Dealing in securities 2015-04-08 2017-06-16
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 — Advising on securities 2015-04-08 2017-06-16
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 6 — Advising on corporate finance 2015-04-08 2017-06-16

Related