Dan Shao
邵丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Shao (邵丹), a licensed Representative with CE reference BFH489. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-23 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-16 | present |
| Central China Asset Management Company Limited 中州資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-13 | 2019-02-15 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-18 | 2019-06-30 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2019-06-30 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-23 | 2017-05-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-23 | 2017-05-01 |