Ka Lok Chan
陳家諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Chan (陳家諾), a licensed Representative with CE reference BFK331. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-04-08 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2024-04-08 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2024-01-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2018-06-08 |