Ming Ming Yeh
葉明明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ming Yeh (葉明明), a licensed Representative with CE reference BGA349. Currently licensed at 1 firm(s): Solomon JFZ (Asia) Holdings Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-16 | present |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-10-01 | 2019-05-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-05-21 | 2018-09-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-04-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2017-10-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2017-10-02 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2016-08-27 |