Jian (SFC:BGE054) Jiao
焦健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:BGE054) Jiao (焦健), a licensed former licensee with CE reference BGE054. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-10 | 2017-06-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-10 | 2017-06-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-10 | 2017-06-13 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-10 | 2017-06-13 |