Peng (SFC:BGG974) Chen
陳鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:BGG974) Chen (陳鵬), a licensed former licensee with CE reference BGG974. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-21 | 2024-06-17 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-21 | 2024-06-17 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-06-21 | 2024-06-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-24 | 2018-03-22 |