Tao Zeng
曾濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Zeng (曾濤), a licensed Representative with CE reference BGK757. Currently licensed at 1 firm(s): ABCI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-06 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2023-02-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-14 | 2023-02-17 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-14 | 2023-02-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-14 | 2023-02-17 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2018-06-01 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-31 | 2018-06-01 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2017-03-08 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-12 | 2017-03-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-28 | 2017-03-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-28 | 2016-07-08 |