Chen Ge
葛晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Ge (葛晨), a licensed Representative with CE reference BGQ236. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-08-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-08-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-08 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-08 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-08-08 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-08 | 2024-03-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-24 | 2022-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-24 | 2022-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-24 | 2022-05-13 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-12-08 | 2020-07-10 |