Jiao Pan
潘姣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiao Pan (潘姣), a licensed Responsible Officer with CE reference BGZ937. Currently licensed at 2 firm(s): Eddid Capital Limited , Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-24 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-24 | present |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-04 | present |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-04 | 2024-09-24 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-04 | 2024-09-24 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-10 | 2022-08-12 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2022-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2022-08-12 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-26 | 2022-08-12 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-03 | 2021-07-16 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-03 | 2021-07-16 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-03 | 2021-07-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2019-10-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2019-10-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2019-10-15 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-15 | 2016-09-20 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-15 | 2016-09-20 |